Spreading knowledge, ideas and know-how that changes financial advice for the better
We help Financial Planning firms across the UK be the best they can be through our three pillars: Regulatory Compliance, Education and Learning, and Research and Insight.
Our goal is to improve financial planning, for everyone.
Our focus is on creating advice that works by combining experienced compliance support, sustainability expertise, practical training and behavioural insights.
Regulatory Compliance
We believe compliance should never weigh you down.
Our approach is Paracompliance, a modern alternative to traditional compliance consultancy. It is collaborative and practical; designed to empower you to manage compliance confidently and efficiently while building capability.
Like paraplanning, Paracompliance provides expert assistance behind the scenes, enabling you to stay compliant and informed while focusing on what matters most: delivering exceptional client service and driving business growth.
Whether its a simple file check, process design or comprehensive due diligence, we are here to help.
Education and Learning
We believe learning never stops.
Whether you are looking for a financial crime prevention training session with a difference, or a high level presentation or webinar on behavioural science, we've got it covered.
We also provide more extensive training sessions with 1 and 2 days courses on behavioural and sustainable finance.
Research and Insight
We believe that financial planning can learn from the extensive research undertaken by the academic community, and vice versa.
We work with universities and academics to bring their research to the financial planning profession, and the experiences of professionals to the academic community.
You can find examples of our research in the Resources section.
Our training courses are built on extensive research and professional insights.
Our Services
Paracompliance
Our Paracompliance service is compliance support reimagined.
Find out More
Instead of rigid consultancy, we provide practical, collaborative support that fits seamlessly into your operations.
Think of us as your compliance partner; helping you design processes, implement controls, and meet regulatory standards without the overwhelm.
Our goal is simple: to unburden your team, so compliance becomes a strength, not a struggle.
Unburden your business: Reduce complexity, save time, and build confidence.Due Diligence
We are experienced at delivering high quality due diligence.
Find out More
Existing due diligence projects have included:
- Sustainable investments
- Tax advantaged investments
- Platforms
- Cashflow modelling solutions
- Back office systems
- AI ServicesFile Checking
If you want to make sure you are communicating effectively and making appropriate recommendations we can help you by reviewing your advice, either pre or post sale.
Find out More
This service is regularly used by financial planning firms for complex and high value cases such as:
- Estate planning
- Tax advantaged investments
- Ethical and values based investment choicesTraining
Our training isn’t about ticking boxes, it’s about building confidence and competence.
Find out more
We deliver practical, engaging sessions that help financial planning professionals in all roles integrate behavioural insights, compliance, sustainability, and technical excellence into everyday practice.Expert support
Financial planning is at the heart of what we do. We offer expert compliance and technical support when you need it most.
Find out More
Our technical support service is designed to help you tackle complexity with confidence.
Whether you need clarity to make the market more manageable or assistance with a particularly challenging case, we provide the insight and expertise that keeps your advice robust and client focused.Research Services
We provide PhD level research on subjects as and when needed.
Find out more
Whether you are looking for an academic partner to support your research, or a deep dive into an area of interest to your organisation, we are here to do the digging!
Behavioural Finance Courses!
Do you want to improve your understanding of how people make investment and other decisions? Join us on one of our 1 or 2 day training courses and earn relevant CPD to help you in your role.
Find out more here!
Client Feedback
We have worked with some excellent professionals across the financial services community. We are pleased to be able to share some of their feedback on our services with you.
Organisations we partner with
