Our Services
Compliance Services
Paracompliance is not traditional compliance consultingIt’s a supportive, collaborative service that empowers financial professionals to do compliance well without feeling burdened.
Like paraplanning, it’s about expert assistance behind the scenes, enabling you to stay compliant while focusing on client service and growth.
We also offer high quality detailed due dilience on a range of areas including:
- Sustainable investments
- Tax advantaged investments
- Platforms
- Cashflow modelling solutions
- Back office systems
- AI Services
File Quality & Completeness Checks
If you want to make sure you are communicating effectively and making appropriate recommendations we can help you by reviewing your advice, either pre or post sale.
Our Quality Checking service is regularly used by financial planning firms for complex and high value cases such as:
- Estate planning
- Tax advantaged investments
- Ethical, values-based and sustainable investment choices
Our File Completeness Checking service is often used by larger firms who need support in ensuring that their recommendations are complete and justified.
Training
Our training isn’t about ticking boxes, it’s about building confidence and competence.
We deliver practical, engaging sessions that help financial planning professionals integrate compliance, sustainability, and technical excellence into everyday practice.
Technical Authorship
As specialists in the compliance and ethical aspects of financial planning, as well as sustainable and behavioural finance, we are available to provide technical authorship on a wide range of subjects.
Existing projects include:
- Regulatory textbooks
- Regulatory training question banks
- Sustainable finance introductory courses
Research
With a background in investment research and the expertise borne of academic study, we can provide targeted research to suit your needs.
Recent research projects have included:
- Financial Services Ethics
- Non-financial Misconduct
- Sustainable finance education